Our Business Policies

Disclosure of Advertisements, etc. based on the Financial Instruments and Exchange Act (Trade Name, etc., Risks, Fees)

       
1. Trade Name, etc.
   THREE i’s CAPITAL Co., Ltd.
   Financial Instruments Business Operator Kanto Finance Bureau Director (Kinsho) No. 2989
   (Type II Financial Instruments Business, Investment Advisory and Agency Business)
   Member of the General Incorporated Association Type II Financial Instruments Business Association
   Member of the General Incorporated Association Japan Investment Advisers Association
2. Important Matters Regarding the Content of Our Financial Instruments Business that May Affect 'Customers' Judgment
   (1) Fees, etc.
   The fees, etc., for the products handled by the Company or the services provided by the Company are determined based on the individual transaction details, so we cannot show the amount or calculation method of these fees, etc., in advance. (2) Risks and Possibility of Loss for Customers
   The products handled by the Company may incur losses due to fluctuations in the prices or income of the underlying assets. In addition, losses may be incurred due to the destruction of the underlying assets caused by natural disasters, large-scale disasters, accidents, etc., amendments to related laws and regulations, or fluctuations in public charges and taxes due to tax system revisions.
   Furthermore, there is a risk of loss due to direct or indirect effects on investment principal or income from contractual relationships, etc.
   Since the Company does not guarantee the principal or yield, the risk that the value of the securities invested may fall below the customer's investment principal is assumed by the customer. (3) Contracts with the Company
   If you enter into a financial instruments trading contract with the Company, please carefully review the pre-contractual documents that the Company provides to you with in advance.